Category: Fiduciary PIERspective

DOL Issues Proposed Exemption for Investment Fiduciaries

Summer 2020 Fiduciary Commentary The DOL recently announced a proposed regulation that would provide an exemption under ERISA to permit fiduciaries to…

Retirement Legislation Update – The SECURE Act

Winter 2019/2020 Fiduciary Commentary By: Brant Griffin, February 28, 2020 The Setting Every Community Up for Retirement Enhancement (SECURE) Act of 2019,…

SEC Adopts Best Interest Regulations | Summer 2019 Fiduciary Commentary

By: Brant Griffin SEC Adopts Best Interest Regulations On June 5, 2019, the Securities and Exchange Commission voted to adopt Regulation Best…

Retirement Legislation Update – Here We Go Again | Spring 2019 Fiduciary Commentary

By: Brant Griffin Retirement Legislation Update – Here we go Again The most comprehensive changes to the retirement systems since the Pension…

Top Compliance Risks for Employer Plans | Winter 2018/2019 Fiduciary Commentary

By: Brant Griffin Top Compliance Risks for Employer Plans For many retirement plan sponsors the mere thought of plan compliance is overwhelming. …

Fiduciary Commentary | Fall 2018

By: Brant Griffin IRS Announces 2019 Cost-of-Living Adjustments On November 1, 2018 the IRS announced this year’s retirement-related cost of living adjustments.…

Fiduciary Commentary | Summer 2018

By: Brant Griffin – August 10, 2018 2018 Callan Defined Contribution Plan Trends Survey Callan’s 2018 Defined Contribution Trends Survey captures the…

Fiduciary Commentary | Spring 2018

By: Brant Griffin – May 23, 2018 Effective Financial Education: Why Financial Wellness Matters A decade after the great recession and the…

Fiduciary Commentary | Winter 2017/2018

By: Brant Griffin – March 2, 2018 The DOL New Fiduciary Rule – The Saga Continues It’s been a long road with…

Fiduciary Commentary | Fall 2017

By: Brant Griffin – December 15, 2017 IRS Announces 2018 Cost-of-Living Adjustments On October 13, 2017 the IRS announced this year’s retirement-related…